Chris G. Stagg
Educated at Peter Symonds School, Winchester, England
Registered Representative - Series 7 & 63 NASD & NYSE
A.I.B.
Associate of the Institute of Bankers, London
Chris is a senior banking executive with comprehensive experience of treasury management and investments, risk management, audit, controls and compliance, business development, client relations, marketing and sales. His expertise is broad-based and spans treasury, capital markets, foreign exchange, marketing, financial control and accounting in global markets.
Chris is experienced in US, European, and Middle East client and staff management.
Professional Experience
- Developed and implemented consistent risk based Risk & Controls Self Assessment (RCSA) in support of SOX processes.
- Primary contact with auditors and regulators enabling communication of audit/regulatory concerns to the Businesses and directly assisted in the resolution of issues.
- Senior Reviewer and treasury specialist with responsibility for leading reviews and regular liaison with Citigroup global treasury businesses and regional audit teams in over 30 countries, ensuring quality and consistency of audit work globally.
- Provided specialized product and treasury risk skills to the North America Capital Markets team.
- Built relationships with the global treasury businesses and function management.
- Identified and reported business and risk management trends and patterns.
- Corporate Investment Bank (CIB) point person on SOX 404 implementation and Operational Risk workgroup.
- Citibank Canada Chief Auditor.
- Proven ability to deal effectively with regulators, (e.g. FRB, OCC, and OSFI).
- Managed Treasuries of three banking vehicles dealing in money markets, and Treasury Marketing Unit providing foreign exchange and derivative products to Private Bank clients providing wealth and exposure management products and solutions.
